197 lines
7.6 KiB
Markdown
197 lines
7.6 KiB
Markdown
# Hypothesis Quality Criteria
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## Framework for Evaluating Scientific Hypotheses
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Use these criteria to assess the quality and rigor of generated hypotheses. A robust hypothesis should score well across multiple dimensions.
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## Core Criteria
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### 1. Testability
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**Definition:** The hypothesis can be empirically tested through observation or experimentation.
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**Evaluation questions:**
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- Can specific experiments or observations test this hypothesis?
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- Are the predicted outcomes measurable?
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- Can the hypothesis be tested with current or near-future methods?
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- Are there multiple independent ways to test it?
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**Strong testability examples:**
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- "Increased expression of protein X will reduce cell proliferation rate by >30%"
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- "Patients receiving treatment Y will show 50% reduction in symptom Z within 4 weeks"
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**Weak testability examples:**
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- "This process is influenced by complex interactions" (vague, no specific prediction)
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- "The mechanism involves quantum effects" (if no method to test quantum effects exists)
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### 2. Falsifiability
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**Definition:** Clear conditions or observations would disprove the hypothesis (Popperian criterion).
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**Evaluation questions:**
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- What specific observations would prove this hypothesis wrong?
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- Are the falsifying conditions realistic to observe?
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- Is the hypothesis stated clearly enough to be disproven?
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- Can null results meaningfully falsify the hypothesis?
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**Strong falsifiability examples:**
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- "If we knock out gene X, phenotype Y will disappear" (can be falsified if phenotype persists)
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- "Drug A will outperform placebo in 80% of patients" (clear falsification threshold)
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**Weak falsifiability examples:**
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- "Multiple factors contribute to the outcome" (too vague to falsify)
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- "The effect may vary depending on context" (built-in escape clauses)
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### 3. Parsimony (Occam's Razor)
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**Definition:** Among competing hypotheses with equal explanatory power, prefer the simpler explanation.
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**Evaluation questions:**
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- Does the hypothesis invoke the minimum number of entities/mechanisms needed?
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- Are all proposed elements necessary to explain the phenomenon?
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- Could a simpler mechanism account for the observations?
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- Does it avoid unnecessary assumptions?
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**Parsimony considerations:**
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- Simple ≠ simplistic; complexity is justified when evidence demands it
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- Established mechanisms are "simpler" than novel, unproven ones
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- Direct mechanisms are simpler than elaborate multi-step pathways
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- One well-supported mechanism beats multiple speculative ones
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### 4. Explanatory Power
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**Definition:** The hypothesis accounts for a substantial portion of the observed phenomenon.
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**Evaluation questions:**
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- How much of the observed data does this hypothesis explain?
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- Does it account for both typical and atypical observations?
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- Can it explain related phenomena beyond the immediate observation?
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- Does it resolve apparent contradictions in existing data?
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**Strong explanatory power indicators:**
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- Explains multiple independent observations
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- Accounts for quantitative relationships, not just qualitative patterns
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- Resolves previously puzzling findings
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- Makes sense of seemingly contradictory results
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**Limited explanatory power indicators:**
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- Only explains part of the phenomenon
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- Requires additional hypotheses for complete explanation
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- Leaves major observations unexplained
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### 5. Scope
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**Definition:** The range of phenomena and contexts the hypothesis can address.
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**Evaluation questions:**
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- Does it apply only to the specific case or to broader situations?
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- Can it generalize across conditions, species, or systems?
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- Does it connect to larger theoretical frameworks?
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- What are its boundaries and limitations?
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**Broader scope (generally preferable):**
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- Applies across multiple experimental conditions
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- Generalizes to related systems or species
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- Connects phenomenon to established principles
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**Narrower scope (acceptable if explicitly defined):**
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- Limited to specific conditions or contexts
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- Requires different mechanisms in different settings
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- Context-dependent with clear boundaries
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### 6. Consistency with Established Knowledge
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**Definition:** Alignment with well-supported theories, principles, and empirical findings.
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**Evaluation questions:**
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- Is it consistent with established physical, chemical, or biological principles?
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- Does it align with or reasonably extend current theories?
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- If contradicting established knowledge, is there strong justification?
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- Does it require violating well-supported laws or findings?
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**Levels of consistency:**
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- **Fully consistent:** Applies established mechanisms in new context
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- **Mostly consistent:** Extends current understanding in plausible ways
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- **Partially inconsistent:** Contradicts some findings but has explanatory value
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- **Highly inconsistent:** Requires rejecting well-established principles (requires exceptional evidence)
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### 7. Novelty and Insight
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**Definition:** The hypothesis offers new understanding beyond merely restating known facts.
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**Evaluation questions:**
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- Does it provide new mechanistic insight?
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- Does it challenge assumptions or conventional wisdom?
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- Does it suggest unexpected connections or relationships?
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- Does it open new research directions?
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**Novel contributions:**
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- Proposes previously unconsidered mechanisms
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- Reframes the problem in a productive way
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- Connects disparate observations
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- Suggests non-obvious testable predictions
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**Note:** Novelty alone doesn't make a hypothesis valuable; it must also be testable, parsimonious, and explanatory.
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## Comparative Evaluation
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When evaluating multiple competing hypotheses:
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### Trade-offs and Balancing
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Hypotheses often involve trade-offs:
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- More parsimonious but less explanatory power
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- Broader scope but less testable with current methods
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- Novel insights but less consistent with current knowledge
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**Evaluation approach:**
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- No hypothesis needs to be perfect on all dimensions
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- Identify each hypothesis's strengths and weaknesses
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- Consider which criteria are most important for the specific phenomenon
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- Note which hypotheses are most immediately testable
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- Identify which would be most informative if supported
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### Distinguishability
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**Key question:** Can experiments distinguish between competing hypotheses?
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- Identify predictions that differ between hypotheses
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- Prioritize hypotheses that make distinct predictions
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- Note which experiments would most efficiently narrow the field
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- Consider whether hypotheses could all be partially correct
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## Common Pitfalls
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### Untestable Hypotheses
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- Too vague to generate specific predictions
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- Invoke unobservable or unmeasurable entities
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- Require technology that doesn't exist
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### Unfalsifiable Hypotheses
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- Built-in escape clauses ("may or may not occur")
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- Post-hoc explanations that fit any outcome
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- No specification of what would disprove them
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### Overly Complex Hypotheses
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- Invoke multiple unproven mechanisms
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- Add unnecessary steps or entities
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- Complexity not justified by explanatory gains
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### Just-So Stories
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- Plausible narratives without testable predictions
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- Explain observations but don't predict new ones
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- Impossible to distinguish from alternative stories
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## Practical Application
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When generating hypotheses:
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1. **Draft initial hypotheses** focusing on mechanistic explanations
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2. **Apply quality criteria** to identify weaknesses
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3. **Refine hypotheses** to improve testability and clarity
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4. **Develop specific predictions** to enhance testability and falsifiability
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5. **Compare systematically** across all criteria
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6. **Prioritize for testing** based on distinguishability and feasibility
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Remember: The goal is not a perfect hypothesis, but a set of testable, falsifiable, informative hypotheses that advance understanding of the phenomenon.
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