32 lines
1.2 KiB
Markdown
32 lines
1.2 KiB
Markdown
---
|
||
name: regulator-briefing-playbook
|
||
description: Template pack for preparing regulator communications, responses, and
|
||
readouts.
|
||
---
|
||
|
||
# Regulator Briefing Playbook Skill
|
||
|
||
## When to Use
|
||
- Preparing FINRA/SEC/CFPB/FTC briefing packages or responses.
|
||
- Documenting campaign decisions in anticipation of audits.
|
||
- Coordinating cross-functional responses to regulator inquiries.
|
||
|
||
## Framework
|
||
1. **Briefing Outline** – context, product/campaign details, risk mitigations, approvals.
|
||
2. **Evidence Binder** – assets, disclosures, policy references, decision logs, metrics.
|
||
3. **Q&A Matrix** – anticipated regulator questions with approved responses + owners.
|
||
4. **Escalation Charter** – roles, SLAs, and communications plan for regulator interactions.
|
||
5. **Follow-up Tracker** – commitments, remediation steps, and deadlines.
|
||
|
||
## Templates
|
||
- Regulator memo template (executive summary, evidence, appendices).
|
||
- Q&A log with question, owner, response, status.
|
||
- Commitment tracker linked to Jira/Asana or compliance tools.
|
||
|
||
## Tips
|
||
- Keep version history and timestamps to prove timely responses.
|
||
- Align narrative with risk/compliance frameworks used internally.
|
||
- Pair with `review-financial-campaign` and `manage-trust-communications` outputs.
|
||
|
||
---
|