1.7 KiB
1.7 KiB
name, description, usage
| name | description | usage |
|---|---|---|
| review-financial-campaign | Runs FINRA/SEC/CFPB compliance review for financial services campaigns with disclosures and approvals. | /financial-services:review-financial-campaign --campaign "Wealth Webinar" --channels email,landing,paid --risk-level high |
Command: review-financial-campaign
Inputs
- campaign – campaign/program identifier.
- channels – comma-separated list (email, landing, paid, webinar, in-app, field).
- risk-level – low | medium | high (determines approval depth and SLA).
- product – optional product/offer reference for context.
- audience – retail | smb | enterprise | investor | partner.
Workflow
- Intake & Context – gather creative, copy, targeting, data flows, and offer details.
- Regulation Checklist – evaluate FINRA/SEC/CFPB/GLBA rules plus state disclosures.
- Gap Analysis – flag unsupported claims, disclosure gaps, record-keeping needs.
- Approval Routing – assign legal, risk, compliance reviewers with due dates and tasks.
- Documentation – compile approval memo, disclosure list, and archive package.
Outputs
- Compliance assessment with risks, remediation recommendations, and required disclosures.
- Reviewer task list with owners, status, and due dates.
- Audit-ready package (annotated assets, decision log, evidence links).
Agent/Skill Invocations
trust-compliance-director– leads assessment + escalation.financial-product-strategist– validates claims vs product specs.compliance-statement-libraryskill – injects approved disclosures.regulator-briefing-playbookskill – formats output for legal/regulator review.