35 lines
1.7 KiB
Markdown
35 lines
1.7 KiB
Markdown
---
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name: review-financial-campaign
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description: Runs FINRA/SEC/CFPB compliance review for financial services campaigns with disclosures and approvals.
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usage: /financial-services:review-financial-campaign --campaign "Wealth Webinar" --channels email,landing,paid --risk-level high
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---
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# Command: review-financial-campaign
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## Inputs
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- **campaign** – campaign/program identifier.
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- **channels** – comma-separated list (email, landing, paid, webinar, in-app, field).
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- **risk-level** – low | medium | high (determines approval depth and SLA).
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- **product** – optional product/offer reference for context.
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- **audience** – retail | smb | enterprise | investor | partner.
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## Workflow
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1. **Intake & Context** – gather creative, copy, targeting, data flows, and offer details.
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2. **Regulation Checklist** – evaluate FINRA/SEC/CFPB/GLBA rules plus state disclosures.
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3. **Gap Analysis** – flag unsupported claims, disclosure gaps, record-keeping needs.
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4. **Approval Routing** – assign legal, risk, compliance reviewers with due dates and tasks.
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5. **Documentation** – compile approval memo, disclosure list, and archive package.
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## Outputs
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- Compliance assessment with risks, remediation recommendations, and required disclosures.
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- Reviewer task list with owners, status, and due dates.
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- Audit-ready package (annotated assets, decision log, evidence links).
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## Agent/Skill Invocations
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- `trust-compliance-director` – leads assessment + escalation.
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- `financial-product-strategist` – validates claims vs product specs.
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- `compliance-statement-library` skill – injects approved disclosures.
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- `regulator-briefing-playbook` skill – formats output for legal/regulator review.
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---
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