# ScholarEval Evaluation Framework ## Overview This document provides detailed evaluation criteria, rubrics, and quality indicators for each dimension of the ScholarEval framework. Use these standards when conducting systematic evaluations of scholarly work. --- ## Dimension 1: Problem Formulation & Research Questions ### Quality Indicators **Excellent (5):** - Research question is specific, measurable, and clearly articulated - Problem addresses significant gap in literature with high impact potential - Scope is appropriate and feasible within constraints - Novel contribution is clearly differentiated from existing work - Theoretical or practical significance is compellingly justified **Good (4):** - Research question is clear with minor ambiguities - Problem is relevant with moderate impact potential - Scope is generally appropriate with minor feasibility concerns - Contribution is identifiable though not groundbreaking - Significance is adequately justified **Adequate (3):** - Research question is present but lacks specificity - Problem relevance is unclear or incremental - Scope may be too broad or narrow - Contribution is unclear or overlaps heavily with existing work - Significance justification is weak **Needs Improvement (2):** - Research question is vague or poorly defined - Problem lacks clear relevance or significance - Scope is inappropriate or infeasible - Contribution is not articulated - No clear justification for significance **Poor (1):** - No clear research question - Problem is trivial or irrelevant - Scope is fundamentally flawed - No identifiable contribution - No significance justification ### Assessment Checklist - [ ] Is the research question clearly stated? - [ ] Can the question be answered with the proposed approach? - [ ] Is the problem significant to the field? - [ ] Is the scope feasible within resource constraints? - [ ] Is the novelty/contribution clearly articulated? - [ ] Are key assumptions explicitly stated? - [ ] Are success criteria or expected outcomes defined? --- ## Dimension 2: Literature Review ### Quality Indicators **Excellent (5):** - Comprehensive coverage of relevant literature across key areas - Critical synthesis identifying patterns, contradictions, and gaps - Literature is current (majority from last 3-5 years for rapidly evolving fields) - Sources are authoritative and peer-reviewed - Clear positioning of current work within scholarly conversation - Identifies genuine research gaps that the work addresses **Good (4):** - Good coverage with minor gaps in key areas - Mostly synthesis with some description - Literature is mostly current with some older foundational works - Sources are generally authoritative - Work positioning is present but could be stronger - Research gaps are identified but may not be critical **Adequate (3):** - Partial coverage with notable gaps - More descriptive summarization than synthesis - Literature mix of current and dated sources - Mix of authoritative and less rigorous sources - Weak positioning within existing literature - Research gaps are vague or questionable **Needs Improvement (2):** - Minimal coverage with major gaps - Purely descriptive without synthesis - Literature is largely outdated - Sources lack authority or rigor - Little to no positioning of current work - No clear research gaps identified **Poor (1):** - Inadequate or absent literature review - No synthesis - Outdated or inappropriate sources - No engagement with scholarly conversation - No gap identification ### Assessment Checklist - [ ] Does review cover all major relevant areas? - [ ] Is literature synthesized rather than just summarized? - [ ] Are sources current and authoritative? - [ ] Are contrasting viewpoints presented? - [ ] Are research gaps clearly identified? - [ ] Is the current work positioned within existing literature? - [ ] Is citation balance appropriate (not over-relying on few authors)? - [ ] Are seminal/foundational works included? ### Common Issues - **Insufficient coverage**: Missing key papers or research streams - **Descriptive listing**: Summarizing papers sequentially without synthesis - **Outdated sources**: Relying on literature more than 5-10 years old - **Cherry-picking**: Only citing work that supports hypothesis - **Poor organization**: Lack of thematic or conceptual structure - **Weak gap identification**: Gaps are trivial or not actually gaps --- ## Dimension 3: Methodology & Research Design ### Quality Indicators **Excellent (5):** - Research design perfectly aligned with research questions - Methods are rigorous, valid, and reliable - Procedures are detailed enough for replication - Controls, randomization, or triangulation appropriate - Potential biases acknowledged and mitigated - Ethical considerations addressed comprehensively - Limitations are explicitly discussed **Good (4):** - Design is appropriate with minor alignment issues - Methods are sound with small validity concerns - Procedures are mostly replicable - Some controls or validation present - Major biases addressed - Ethical considerations mentioned - Some limitations discussed **Adequate (3):** - Design partially appropriate for questions - Methods have notable validity concerns - Procedures lack detail for full replication - Limited controls or validation - Bias mitigation is minimal - Ethics addressed superficially - Limitations minimally discussed **Needs Improvement (2):** - Design poorly aligned with research questions - Methods have serious validity issues - Procedures too vague to replicate - No controls or validation - Biases not addressed - Ethical concerns not addressed - No limitation discussion **Poor (1):** - Inappropriate or absent methodology - Methods fundamentally flawed - Not replicable - No validity considerations - No ethical considerations - No acknowledgment of limitations ### Assessment Checklist - [ ] Is methodology appropriate for research questions? - [ ] Are procedures described in sufficient detail? - [ ] Can the study be replicated from the description? - [ ] Are validity and reliability addressed? - [ ] Are potential biases identified and mitigated? - [ ] Are ethical considerations discussed? - [ ] Are limitations acknowledged? - [ ] Is sample size justified (for quantitative work)? - [ ] Are qualitative methods rigorous (if applicable)? ### Design-Specific Considerations **Quantitative Studies:** - Sample size with power analysis - Control groups and randomization - Measurement validity and reliability - Statistical assumptions checking **Qualitative Studies:** - Sampling strategy and saturation - Data collection procedures - Coding and analysis framework - Trustworthiness criteria (credibility, transferability, etc.) **Mixed Methods:** - Integration rationale - Sequencing justification - Data convergence strategy --- ## Dimension 4: Data Collection & Sources ### Quality Indicators **Excellent (5):** - Data sources are highly credible and appropriate - Sample size is sufficient and well-justified - Data collection procedures are rigorous and systematic - Data quality controls are in place - Sampling strategy ensures representativeness - Missing data is minimal and handled appropriately **Good (4):** - Data sources are credible with minor concerns - Sample size is adequate - Collection procedures are systematic - Some quality controls present - Sampling is reasonable - Missing data is addressed **Adequate (3):** - Data sources are acceptable but not optimal - Sample size is marginal - Collection procedures lack some rigor - Limited quality controls - Sampling may have bias concerns - Missing data handling is basic **Needs Improvement (2):** - Data sources have credibility issues - Sample size is insufficient - Collection procedures are ad hoc - No quality controls - Sampling is clearly biased - Missing data not addressed **Poor (1):** - Data sources are inappropriate or unreliable - Sample size is inadequate - Collection is unsystematic - No quality considerations - Sampling is fundamentally flawed - Excessive missing data ### Assessment Checklist - [ ] Are data sources credible and appropriate? - [ ] Is sample size sufficient for conclusions? - [ ] Is sampling strategy clearly described? - [ ] Is the sample representative of target population? - [ ] Are data collection procedures systematic? - [ ] Are data quality controls described? - [ ] Is missing data addressed? - [ ] Are any potential data biases discussed? --- ## Dimension 5: Analysis & Interpretation ### Quality Indicators **Excellent (5):** - Analytical methods perfectly suited to data and questions - Analysis is rigorous with appropriate techniques - Results interpretation is logical and well-supported - Alternative explanations are considered - Claims are proportionate to evidence - Assumptions are validated - Analysis is transparent and reproducible **Good (4):** - Methods are appropriate with minor issues - Analysis is sound - Interpretation is mostly logical - Some alternatives considered - Claims generally match evidence - Key assumptions checked - Analysis is mostly transparent **Adequate (3):** - Methods are acceptable but not optimal - Analysis has some technical issues - Interpretation has logical gaps - Alternatives not thoroughly explored - Some claims exceed evidence - Assumptions not fully validated - Analysis transparency is limited **Needs Improvement (2):** - Methods are questionable for data/questions - Analysis has significant technical flaws - Interpretation is poorly supported - No alternative explanations - Claims significantly exceed evidence - Assumptions not checked - Analysis is not transparent **Poor (1):** - Methods are inappropriate - Analysis is fundamentally flawed - Interpretation is illogical - No consideration of alternatives - Claims unsupported by evidence - No assumption validation - Analysis is opaque ### Assessment Checklist - [ ] Are analytical methods appropriate? - [ ] Are statistical tests/qualitative methods properly applied? - [ ] Are assumptions tested? - [ ] Is interpretation logical and well-supported? - [ ] Are alternative explanations considered? - [ ] Do claims align with evidence strength? - [ ] Is analysis reproducible from description? - [ ] Are uncertainties acknowledged? ### Quantitative Analysis - Appropriate statistical tests - Assumptions checked (normality, homogeneity, etc.) - Effect sizes reported - Confidence intervals provided - Multiple testing corrections (if applicable) - Model diagnostics performed ### Qualitative Analysis - Coding framework is clear - Inter-rater reliability (if applicable) - Saturation discussed - Negative cases examined - Member checking or validation - Clear audit trail --- ## Dimension 6: Results & Findings ### Quality Indicators **Excellent (5):** - Results are clearly and comprehensively presented - Visualizations are effective and appropriate - Statistical or qualitative rigor is evident - Key findings are highlighted effectively - Results directly address research questions - Patterns and relationships are clearly shown - Negative and null results are reported **Good (4):** - Results are clear with minor presentation issues - Visualizations are generally effective - Rigor is present - Main findings are identifiable - Results mostly address questions - Patterns are shown - Some negative results included **Adequate (3):** - Results presentation is adequate but could be clearer - Visualizations are basic or have issues - Rigor is questionable in places - Findings are present but not emphasized - Partial alignment with questions - Patterns are unclear - Negative results may be omitted **Needs Improvement (2):** - Results presentation is unclear or confusing - Visualizations are poor or misleading - Lack of rigor - Findings are difficult to identify - Weak alignment with questions - No clear patterns - Only positive results shown **Poor (1):** - Results are poorly presented or absent - Visualizations are inappropriate or missing - No evidence of rigor - Findings are unclear - Results don't address questions - No identifiable patterns - Results appear selective ### Assessment Checklist - [ ] Are results clearly presented? - [ ] Do results directly address research questions? - [ ] Are visualizations appropriate and effective? - [ ] Are key findings highlighted? - [ ] Are negative/null results reported? - [ ] Is appropriate precision reported (p-values, CIs, effect sizes)? - [ ] Are qualitative findings supported by data excerpts? - [ ] Is there evidence of selective reporting? ### Presentation Quality **Tables:** - Clear labels and captions - Appropriate precision - Organized logically - Not overly complex **Figures:** - Clear axes and legends - Appropriate chart type - Professional appearance - Accessible (color-blind friendly) **Text:** - Highlights key findings - Avoids redundancy with tables/figures - Uses appropriate statistical language --- ## Dimension 7: Scholarly Writing & Presentation ### Quality Indicators **Excellent (5):** - Writing is clear, concise, and precise - Organization is logical with excellent flow - Academic tone is appropriate and consistent - Grammar and mechanics are flawless - Technical terms are used correctly - Accessible to target audience - Abstract/summary is comprehensive and accurate **Good (4):** - Writing is clear with minor awkwardness - Organization is logical with good flow - Tone is mostly appropriate - Few grammar/mechanical errors - Technical terms mostly correct - Generally accessible - Abstract is adequate **Adequate (3):** - Writing is understandable but has clarity issues - Organization has some logical gaps - Tone inconsistencies - Noticeable grammar/mechanical errors - Some technical term misuse - Accessibility issues for target audience - Abstract is incomplete or vague **Needs Improvement (2):** - Writing is often unclear or verbose - Poor organization and flow - Tone is inappropriate - Frequent grammar/mechanical errors - Technical terminology problems - Not accessible to target audience - Abstract is poor or missing **Poor (1):** - Writing is unclear and difficult to follow - No clear organization - Tone is inappropriate - Pervasive grammar/mechanical errors - Incorrect technical terminology - Inaccessible - No adequate abstract ### Assessment Checklist - [ ] Is writing clear and concise? - [ ] Is organization logical? - [ ] Is tone appropriate for academic writing? - [ ] Are grammar and mechanics correct? - [ ] Are technical terms used appropriately? - [ ] Is jargon explained when necessary? - [ ] Does abstract accurately summarize the work? - [ ] Are transitions between sections smooth? - [ ] Is the target audience clear? ### Common Writing Issues - **Wordiness**: Unnecessarily complex or lengthy prose - **Passive voice overuse**: Reduces clarity and directness - **Paragraph structure**: Lack of topic sentences or coherence - **Redundancy**: Repeating information unnecessarily - **Logical flow**: Poor transitions between ideas - **Precision**: Vague or ambiguous language - **Accessibility**: Too technical or not technical enough --- ## Dimension 8: Citations & References ### Quality Indicators **Excellent (5):** - All claims are appropriately cited - Sources are authoritative and current - Citations are accurate and complete - Diverse perspectives are represented - Citation format is consistent and correct - Balance between self-citation and others - Primary sources used appropriately **Good (4):** - Most claims are cited - Sources are generally authoritative - Few citation errors - Reasonable diversity of sources - Format is mostly consistent - Citation balance is good - Mix of primary and secondary sources **Adequate (3):** - Some claims lack citations - Source quality is mixed - Several citation errors - Limited source diversity - Format inconsistencies - Citation balance issues - Over-reliance on secondary sources **Needs Improvement (2):** - Many claims uncited - Sources are questionable - Numerous citation errors - Narrow source base - Format is inconsistent - Excessive self-citation or narrow citing - Inappropriate sources (e.g., only secondary) **Poor (1):** - Inadequate citations - Unreliable sources - Pervasive citation errors - Minimal source diversity - No consistent format - Severe citation imbalance - Inappropriate source types ### Assessment Checklist - [ ] Are all factual claims cited? - [ ] Are citations to primary sources when appropriate? - [ ] Are sources authoritative and peer-reviewed? - [ ] Is there balance in perspectives cited? - [ ] Are citations accurate (authors, dates, pages)? - [ ] Is citation format consistent? - [ ] Are self-citations appropriate (typically <20%)? - [ ] Are sources current (for time-sensitive topics)? - [ ] Are classic/seminal works included where relevant? ### Citation Quality Assessment **Source Types (in order of preference for most academic work):** 1. Peer-reviewed journal articles 2. Academic books from reputable publishers 3. Conference proceedings (field-dependent) 4. Technical reports from reputable institutions 5. Dissertations/theses 6. Preprints (with caution, field-dependent) 7. Grey literature (limited use) 8. Websites (rarely appropriate, except for factual data) **Red Flags:** - Wikipedia as a primary source - Excessive self-citation (>30%) - Only citing papers that support hypothesis - Outdated sources when current ones exist - Missing key papers in the field - Citing abstracts only when full papers are available - Inconsistent or incorrect citation format --- ## Cross-Cutting Considerations ### Reproducibility Assess across dimensions: - Are methods detailed enough to replicate? - Are data and code available (or availability explained)? - Are analysis steps transparent? - Are materials/instruments specified? ### Ethics Consider: - IRB approval (for human subjects) - Informed consent - Privacy and confidentiality - Conflicts of interest - Research integrity - Data sharing ethics ### Bias and Limitations Evaluate whether: - Potential biases are acknowledged - Limitations are discussed honestly - Boundary conditions are specified - Generalizability is appropriately claimed ### Impact and Significance Consider: - Theoretical contribution - Practical implications - Policy relevance - Methodological innovation - Field advancement --- ## Scoring Guidelines ### Dimension Weighting (Suggested, Adjust by Context) - Problem Formulation: 15% - Literature Review: 15% - Methodology: 20% - Data Collection: 10% - Analysis: 15% - Results: 10% - Writing: 10% - Citations: 5% ### Overall Assessment Thresholds - **Exceptional (4.5-5.0)**: Ready for top-tier publication - **Strong (4.0-4.4)**: Publication-ready with minor revisions - **Good (3.5-3.9)**: Major revisions required, promising work - **Acceptable (3.0-3.4)**: Significant revisions needed - **Weak (2.0-2.9)**: Fundamental issues, major rework required - **Poor (<2.0)**: Not suitable for publication without complete revision ### Contextual Adjustments Adjust standards based on: - **Stage**: Proposal < Draft < Final submission - **Venue**: Student thesis < Conference < Journal < Top-tier journal - **Type**: Theoretical < Empirical < Meta-analysis - **Field**: Standards vary by discipline - **Purpose**: Educational < Professional < Publication --- ## Using This Framework 1. **Read the work thoroughly** before beginning evaluation 2. **Score each dimension** using the 5-point scale 3. **Document evidence** for each score with specific examples 4. **Consider context** and adjust expectations appropriately 5. **Synthesize findings** across dimensions 6. **Provide actionable feedback** prioritized by impact 7. **Balance criticism with recognition** of strengths This framework is a guide, not a rigid checklist. Professional judgment should always be applied in context.