1.2 KiB
1.2 KiB
name, description
| name | description |
|---|---|
| regulator-briefing-playbook | Template pack for preparing regulator communications, responses, and readouts. |
Regulator Briefing Playbook Skill
When to Use
- Preparing FINRA/SEC/CFPB/FTC briefing packages or responses.
- Documenting campaign decisions in anticipation of audits.
- Coordinating cross-functional responses to regulator inquiries.
Framework
- Briefing Outline – context, product/campaign details, risk mitigations, approvals.
- Evidence Binder – assets, disclosures, policy references, decision logs, metrics.
- Q&A Matrix – anticipated regulator questions with approved responses + owners.
- Escalation Charter – roles, SLAs, and communications plan for regulator interactions.
- Follow-up Tracker – commitments, remediation steps, and deadlines.
Templates
- Regulator memo template (executive summary, evidence, appendices).
- Q&A log with question, owner, response, status.
- Commitment tracker linked to Jira/Asana or compliance tools.
Tips
- Keep version history and timestamps to prove timely responses.
- Align narrative with risk/compliance frameworks used internally.
- Pair with
review-financial-campaignandmanage-trust-communicationsoutputs.